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Investments and Insurance Products: Not a Deposit | Not Guaranteed by the Bank or its Affiliates | Not FDIC Insured | Not Insured by Any Federal Government Agency | May Go Down in Value | Not a Condition to Any Banking Service or Activity
Northland Securities, Inc., Member FINRA and SIPC, Registered with SEC and MSRB, is a diversified financial services firm offering wealth management, public finance, municipal advisory, and equity and fixed income capital markets services. Northland Securities, Inc., is also a SEC Registered Investment Adviser, doing business as Northland Asset Management offering investment advisory services.
Fixed and variable annuities and other insurance products are offered through N Land Insurance Services (License # 6007398) in California and through Northland Securities, Inc. in all other states where it is licensed to do business. Insurance products are underwritten by unaffiliated insurance companies.
Northland Securities, Inc., is a subsidiary of Northland Capital Holdings, Inc. First National of Nebraska, Inc., is the parent company of Northland Capital Holdings, Inc., First National Capital Markets and First National Bank of Omaha. Clearing services for Northland Securities are provided by Pershing LLC, Member FINRA, NYSE, and SIPC, a wholly-owned subsidiary of BNY Mellon.
Northland Capital Holdings, Inc. is the parent of these subsidiaries: Northland Securities, Inc., Northland Networks, Inc., and Northland Trust, Inc. Northland Asset Management and Northland Capital Markets are divisions of Northland Securities, Inc., which is a member of FINRA and SIPC, and registered with SEC and MSRB.
Northland Securities, Inc. does RIA business as Northland Asset Management. Northland Asset Management is a Registered Investment Advisor offering portfolio management services to institutions and individuals. Northland Asset Management is a SEC Registered Investment Advisor. ADV and ADV 2A and B information may be obtained at this SEC website link or by written request: https://adviserinfo.sec.gov/firm/summary/40258. Registration as an Investment Advisor does not imply a certain level of skill or training. A full text of Northland’s Code of Ethics is available to you upon request.
Form CRS Document
Click here to view more information on the Form CRS and the SEC Regulation Best Interest.
Reynolds Woog Team is registered to sell securities in the following States: AZ, AK, CA, CO, FL, GA, IL, IA, KS, MA, MI, MN, MS, MO,MT, NE, NM, NV, NJ, NY, ND, OH, OK, OR, SD, TX, UT, WI, WY
Licensed to sell insurance in the following States: AL, AZ, CO, FL, IA, IL, MI, MN, MO, ND, NV, SD,TN, UT, VA, WI